Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Dunphy is a financial advisor registered with Securian Financial Services, Inc. Sarah has been in the industry since 2000 and has experience in various roles at firms like New England Securities and Ameriprise Financial Services, Inc. Her certifications include Series 7 and Series 66. She is licensed in New Jersey and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/18/2011 - Present
Securian Financial Services, Inc. (ST PAUL MN)
NJ
01/10/2006 - 10/03/2011
NEW ENGLAND SECURITIES (FAIRFIELD NJ)
MN
09/29/2000 - 12/20/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/29/2000 - 12/20/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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