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Sarah Ann Chodera

Mesirow Financial, Inc.

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About Sarah Ann Chodera

Sarah Ann Chodera is a financial professional with over 25 years of experience in the industry. Sarah has been registered with Mesirow Financial, Inc. since September 2019. Sarah has held previous roles with Nuveen Securities, LLC, Goldman, Sachs & Co., Vista Fund Distributors, Inc., Alliance Fund Distributors, Inc., and Kemper Financial Services, Inc. Sarah is licensed to conduct business in Illinois. Sarah is also a Series 63, Series 24, Series 7, and SIE licensed professional.

Firm Information

Sarah Chodera is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Chodera’s Registration & Firm History

IL

09/19/2019 - Present

Mesirow Financial, Inc. (CHICAGO IL)

IL

03/02/2012 - 03/23/2018

NUVEEN SECURITIES, LLC (CHICAGO IL)

IL

06/20/1997 - 02/14/2012

GOLDMAN, SACHS & CO. (CHICAGO IL)

MA

01/24/1997 - 06/17/1997

VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)

TN

01/31/1994 - 06/10/1996

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NA

02/17/1992 - 11/23/1993

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 08/22/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/1997

Series 24 - General Securities Principal Examination

BC

Issued 03/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sarah Ann Chodera.
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