Unclaimed
Sarah Ann Chodera is a financial professional with over 25 years of experience in the industry. Sarah has been registered with Mesirow Financial, Inc. since September 2019. Sarah has held previous roles with Nuveen Securities, LLC, Goldman, Sachs & Co., Vista Fund Distributors, Inc., Alliance Fund Distributors, Inc., and Kemper Financial Services, Inc. Sarah is licensed to conduct business in Illinois. Sarah is also a Series 63, Series 24, Series 7, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/19/2019 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
03/02/2012 - 03/23/2018
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
06/20/1997 - 02/14/2012
GOLDMAN, SACHS & CO. (CHICAGO IL)
MA
01/24/1997 - 06/17/1997
VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)
TN
01/31/1994 - 06/10/1996
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NA
02/17/1992 - 11/23/1993
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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