Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Ann Brown is a financial professional with over 20 years of experience in the industry. Sarah holds a Series 7, Series 6, Series 63 and Series 24 license and is currently registered with American Portfolios Financial Services, Inc., Osaic Wealth, Inc. and Osaic Institutions, Inc. Sarah's previous experience includes positions at TRIAD ADVISORS LLC, Securities America, Inc., Woodbury Financial Services, Inc., KEY INVESTMENT SERVICES LLC, NNN CAPITAL CORP., Dempsey Financial Network, Inc. and Washington Square Securities, Inc.. Sarah is dedicated to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/21/2023 - Present
American Portfolios Financial Services, Inc. (HOLBROOK NY)
GA
03/11/2022 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
12/21/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
12/21/2023 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
OH
08/17/2007 - 02/16/2022
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
GA
07/12/2006 - 06/20/2007
NNN CAPITAL CORP. (ATLANTA GA)
GA
04/15/2005 - 06/23/2006
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
MN
08/29/2003 - 02/28/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CT
03/10/2003 - 06/30/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 02/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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