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Sarah Angel Smith

Fidelity Brokerage Services LLC

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About Sarah Angel Smith

Sarah Angel Smith is a financial professional with Fidelity Brokerage Services LLC, a leading brokerage firm. Sarah is licensed in 53 states and the District of Columbia, and holds the Series 7TO, Series 63, and SIE licenses. Sarah has been in the financial industry since 2019 and has worked at Fidelity Brokerage Services LLC since 2019.

Firm Information

Sarah Smith is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Smith’s Registration & Firm History

NH

01/11/2019 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 01/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/08/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Sarah Angel Smith. Review regulatory record here.
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