Unclaimed
Sarah Gibson is a financial professional with over three years of experience in the industry. Sarah is registered with Wells Fargo Securities, LLC and holds the Series 63, SIE, and Series 79 licenses. Sarah has been registered in 51 states and the District of Columbia. Sarah is currently located in Charlotte, NC and is active in both broker-dealer and investment advisor roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/10/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
04/27/2015 - 07/03/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 05/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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