Unclaimed
Sarah Tinkler is a financial professional with over 16 years of experience in the industry. Sarah holds Series 6, 7, 9, 10, 63, and SIE licenses and has active FINRA and state registrations in 41 states. Sarah is currently affiliated with Northwestern Mutual Investment Services, LLC and specializes in providing investment advice and guidance to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/08/2007 - Present
Northwestern Mutual Investment Services, LLC (Denver CO)
BC
Issued 04/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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