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Sarah A Jacobson

Wells Fargo Securities, LLC

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About Sarah A Jacobson

Sarah Jacobson is a registered representative with Wells Fargo Securities, LLC, with a registration date of November 6, 2009. Sarah is a Series 7, Series 24, Series 63 and Series 99TO licensed professional. Sarah has been in the financial services industry since September 26, 2000. Sarah is licensed in 53 states and the District of Columbia.

Firm Information

Sarah Jacobson is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Jacobson’s Registration & Firm History

WA

11/06/2009 - Present

Wells Fargo Securities, LLC (Seattle WA)

WA

11/01/2001 - 07/19/2011

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (VANCOUVER WA)

WA

09/26/2000 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (VANCOUVER WA)

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Licenses & Designations

BC

Issued 10/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Sarah A Jacobson. Review regulatory record here.
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