Invested Better
Unclaimed

Unclaimed

Unclaimed

Sara Yount Pettingill

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sara? Claim Your Profile

About Sara Yount Pettingill

Sara Yount Pettingill is a financial professional who holds a Series 63, Series 6TO and SIE license and is registered in Kentucky. Sara is currently employed with Nylife Securities LLC in LOUISVILLE, KY. Sara has been in the industry for 205 days, and her registration began on 7/8/2024. Sara has been active in the industry since 7/8/2024.

Firm Information

Sara Pettingill is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sara Pettingill’s Registration & Firm History

KY

07/08/2024 - Present

Nylife Securities LLC (LOUISVILLE KY)

Not sure if Sara Yount Pettingill is right for you?

Licenses & Designations

BC

Issued 08/28/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Yount Pettingill.
Not sure if Sara Yount Pettingill is right for you?