Unclaimed
Sara Thornton is a financial professional with over 5 years of experience in the industry. She is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Sara has a Series 7, Series 63 and SIE license. She has been registered with the state of Texas since April 28, 2021. Sara has experience working with clients in the Dallas, TX area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/19/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
06/26/2018 - 09/13/2019
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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