Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Stephan is a financial advisor at Wells Fargo Advisors Financial Network, LLC, located in Dublin, OH. Sara has been in the industry since 2016 and has a wealth of experience in providing financial advice and investment management services to clients. Sara holds a Series 6, 7, 63, 65, and 9 licenses, and is also registered as an investment advisor representative in Ohio. Sara has worked for both Citizens Securities, Inc. and Wells Fargo Clearing Services, LLC prior to her current role with Wells Fargo Advisors. Sara is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/04/2022 - Present
Wells Fargo Advisors Financial Network, LLC (DUBLIN OH)
OH
07/20/2020 - 04/01/2022
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
MI
12/01/2016 - 04/09/2020
CITIZENS SECURITIES, INC. (SHELBY TOWNSHIP MI)
IA
Issued 05/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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