Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Alley has been in the financial services industry since January 10, 1994. Sara is registered with Trustmont Advisory Group, Inc. and has previous registrations with Raymond James Financial Services, Inc., Morgan Keegan & Company, Inc., SunTrust Investment Services, Inc., NCF Financial Services, Inc., Invest Financial Corporation, Morgan Keegan & Company, Inc., Regions Investment Company, Inc., Wachovia Brokerage Service and Royal Alliance Associates, Inc. Sara is currently registered in Georgia, Maryland, North Carolina, South Carolina, Virginia, and South Carolina. Sara has a Series 6, Series 7, Series 63, Series 66, and a SIE license. Sara holds the following designations: Sara has 1,438 clients with $919,449,401 in assets under management. Sara's specialties include Financial Planning, Pension Consulting, Selection of Other Advisers, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/25/2010 - Present
Trustmont Advisory Group, Inc. (GREENSBURG PA)
SC
09/29/2009 - 08/13/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENVILLE SC)
SC
03/03/2006 - 09/30/2009
MORGAN KEEGAN & COMPANY, INC. (GREENVILLE SC)
GA
01/03/2005 - 03/09/2006
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
01/23/2002 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
TN
04/12/2001 - 01/07/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
12/07/1998 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
NC
02/03/1998 - 12/15/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
AZ
12/21/1993 - 01/27/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 09/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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