Unclaimed
Sara O'Connor is a financial advisor who has been in the industry since June 19, 2020. Sara is registered with Fidelity Brokerage Services LLC and is licensed to provide financial advice in all states of the United States. Sara holds the Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
06/20/2020 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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