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Sara Ruth Warntz

Topsail Wealth Management LLC

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About Sara Ruth Warntz

Sara Warntz is a registered investment advisor representative with Topsail Wealth Management LLC, an independent wealth management firm in Charlotte, NC. Sara holds a Series 63, Series 65, Series 7 and Series 24 license and has over 11 years of experience in the financial services industry. Sara has a deep understanding of financial planning and wealth management, and is dedicated to helping clients achieve their financial goals. Sara primarily focuses on helping high-net-worth individuals, charitable organizations and corporations or other businesses reach their financial goals.

Firm Information

Sara Warntz is currently registered with Topsail Wealth Management LLC. Topsail Wealth Management LLC is a Charlotte, NC-based registered investment advisor with approximately $875,692,224 in regulatory assets under management. They provide financial planning and portfolio management services to individuals, high-net-worth individuals, corporations or other businesses, and charitable organizations. The firm participates in a wrap fee program.
Topsail Wealth Management LLC

10800 SIKES PLACE

CHARLOTTE, NC 28277

$875.69M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sara Warntz’s Registration & Firm History

NC

07/12/2024 - Present

Topsail Wealth Management LLC (CHARLOTTE NC)

NC

07/12/2012 - 11/03/2023

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 11/20/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Sara Ruth Warntz.
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