Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Oberlies Brown is a registered representative with Stifel, Nicolaus & Company, Inc. in Los Angeles, California. Sara has over 20 years of experience in the financial services industry. Sara is a Series 52, 50, and 53 licensed representative, and holds a Series 63 license. Sara is also a Registered Representative with FINRA. Sara specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
03/16/2000 - 09/30/2011
STONE & YOUNGBERG LLC (LOS ANGELES CA)
CA
03/22/1999 - 02/28/2000
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 01/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/19/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Sara Brown is the right advisor for you? Invested Better is here to help.
