linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sara Nicole Prager

TCW Investment Management Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sara? Claim Your Profile

About Sara Nicole Prager

Sara Nicole Prager is a registered investment advisor representative with TCW Investment Management Co. LLC. Sara has been in the financial services industry since February 24, 2014. Sara has been registered with TCW Investment Management Co. LLC since September 2024 and previously was registered with UBS Financial Services Inc. from February 25, 2014, until August 8, 2017. TCW Investment Management Co. LLC has offices in New York and Los Angeles. Sara is also a Leadership Council Member of Americares.

Firm Information

Sara Prager is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sara Prager’s Registration & Firm History

NY

10/21/2024 - Present

TCW Investment Management Co. LLC (New York NY)

NJ

02/25/2014 - 08/08/2017

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

Not sure if Sara Nicole Prager is right for you?

Licenses & Designations

BOTH

Issued 04/07/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Nicole Prager.
Not sure if Sara Nicole Prager is right for you?