Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Michelle Sullivan is a financial advisor with Fidelity Brokerage Services LLC. Sara has been in the securities industry since 2012, and is registered with the Financial Industry Regulatory Authority (FINRA). Sara holds Series 6, 7, 26, and 63 licenses, and the Securities Industry Essentials (SIE) exam. Sara is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 53 states and jurisdictions. Sara previously worked at Fidelity Investments Institutional Services Company, Inc. in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
10/03/2012 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
KY
01/25/2007 - 09/14/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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