Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Mayeux is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Sara has been in the securities industry since 1998. Sara has passed the Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 27, Series 63, Series 65, Series 66, Series 99TO, and SIE exams. Sara is also registered in 53 states and the District of Columbia. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Sara was a financial advisor at UBS Financial Services Inc. and Hibrania Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
03/20/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW ORLEANS LA)
FL
09/10/2004 - 02/14/2020
UBS FINANCIAL SERVICES INC. (Palm Beach FL)
LA
01/14/2003 - 09/02/2004
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
NJ
07/17/2000 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
03/15/2000 - 06/30/2000
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
CA
01/11/1999 - 03/17/2000
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
10/02/1998 - 02/01/1999
BROADMARK CAPITAL CORP. (NEW YORK NY)
NY
10/02/1998 - 11/09/1998
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/28/2003
Series 4 - Registered Options Principal Examination
BC
Issued 02/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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