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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Marie Brown is an investment advisor representative with Robert W. Baird & Co. Inc. She is registered with the state of Wisconsin. Sara Marie Brown has been in the industry since March 5, 2005. Prior to joining Robert W. Baird & Co. Inc., Sara Marie Brown was employed with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO INVESTMENTS, LLC in Milwaukee, WI. Sara Marie Brown also worked for AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY in Minneapolis, MN. Sara Marie Brown holds the following licenses and certifications: Series 66, Series 9, Series 10, Series 99TO, SIE, and Series 7. Sara Marie Brown has a special focus in these areas: * Investment advisory services * Financial planning * Portfolio management for individuals * Portfolio management for businesses * Portfolio management for investment companies * Portfolio management for pooled investment vehicles * Pension consulting * Educational seminars * Selection of other advisors * Publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
11/15/2021 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
01/03/2011 - 03/30/2021
WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)
WI
03/10/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILWAUKEE WI)
MN
06/10/2004 - 01/28/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/10/2004 - 01/28/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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