Unclaimed
Sara Rubino is a financial professional with over two years of experience in the financial industry. Sara is registered with FINRA as a General Securities Representative (Series 7TO) and a Registered Operations Professional (Series 99TO). Sara is currently employed by Lucid Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2024 - Present
Lucid Capital Markets, LLC (New York NY)
BC
Issued 08/13/2024
Series 99TO - Operations Professional Examination
BC
Issued 08/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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