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Sara Lyn Faraday

Flourish Financial LLC

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About Sara Lyn Faraday

Sara Faraday is a financial advisor with Flourish Financial LLC in Springfield, Massachusetts. Sara has been in the financial services industry since 2009 and has a wide range of experience. She has a Series 7 and Series 24 license, as well as the SIE and Operations Professional Exam. She also holds previous registrations with firms like VOYA Financial Partners, LLC, MetLife Investors Distribution Company and Hartford Equity Sales Company Inc.

Firm Information

Sara Faraday is currently registered with Flourish Financial LLC. Flourish Financial LLC is a Limited Liability Company formed on November 3, 2017. They are registered to provide services in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Faraday’s Registration & Firm History

MA

04/20/2021 - Present

Flourish Financial LLC (Springfield MA)

CT

04/09/2013 - 08/27/2015

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

NY

08/29/2012 - 03/25/2013

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CT

07/21/2009 - 08/23/2012

HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)

CT

03/13/2009 - 08/23/2012

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

PA

03/13/2009 - 08/23/2012

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)

CT

03/13/2009 - 08/23/2012

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 05/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Lyn Faraday.
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