Unclaimed
Sara Faraday is a financial advisor with Flourish Financial LLC in Springfield, Massachusetts. Sara has been in the financial services industry since 2009 and has a wide range of experience. She has a Series 7 and Series 24 license, as well as the SIE and Operations Professional Exam. She also holds previous registrations with firms like VOYA Financial Partners, LLC, MetLife Investors Distribution Company and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/20/2021 - Present
Flourish Financial LLC (Springfield MA)
CT
04/09/2013 - 08/27/2015
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
NY
08/29/2012 - 03/25/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CT
07/21/2009 - 08/23/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
03/13/2009 - 08/23/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
03/13/2009 - 08/23/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
CT
03/13/2009 - 08/23/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
BC
Issued 05/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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