Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Luisa Ashworth-baccus is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Sara has been in the securities industry since 2005. Sara has a wide range of experience in the securities industry, including previous roles at Morgan Stanley Smith Barney, CITIGROUP GLOBAL MARKETS INC. and MORGAN KEEGAN & COMPANY, INC.. Sara has a strong track record of providing investment advice to a variety of clients, including individuals, corporations, and institutions. Sara is licensed to sell securities in all 50 states and the District of Columbia. Sara is committed to providing her clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/11/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
TX
06/01/2009 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
07/11/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
TX
07/20/2005 - 06/27/2008
MORGAN KEEGAN & COMPANY, INC. (AUSTIN TX)
BOTH
Issued 10/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sara Ashworth-baccus is the right advisor for you? Invested Better is here to help.
