Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Lee Putz is a financial advisor with LPL Financial LLC. Sara has been in the financial services industry since 1993, and has a wide range of experience working with clients in a variety of financial situations. Sara is registered with FINRA and holds Series 7, Series 63, and Series 66 licenses, along with the SIE certification. Sara also holds several industry designations, and is committed to staying up to date on the latest financial trends. Sara specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Sara can also help clients with retirement planning, college savings, and estate planning. Sara is dedicated to providing her clients with the personalized service they need to achieve their financial goals. Sara works out of the Glastonbury, CT office of LPL Financial LLC, and has been with LPL Financial since March 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/01/2021 - Present
LPL Financial LLC (GLASTONBURY CT)
WI
06/16/2014 - 03/03/2021
WELLS FARGO CLEARING SERVICES, LLC (RACINE WI)
WI
04/02/1996 - 02/12/1997
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
WI
06/20/1995 - 03/28/1996
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
MN
02/01/1995 - 06/22/1995
TCF SECURITIES, INC. (MINNEAPOLIS MN)
IL
11/26/1993 - 10/21/1994
FIRST SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 07/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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