Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Ritter is a Registered Representative with City National Securities, Inc. based in LOS ANGELES, CA. Sara has been in the industry since 2000. Sara specializes in portfolio management for businesses and individuals. She is also a Registered Representative at CROWELL, WEEDON & CO., PRIMEVEST FINANCIAL SERVICES, INC., DFC INVESTOR SERVICES, NATIONAL CLEARING CORP., and E*TRADE SECURITIES LLC. Sara is licensed to provide investment advice in 47 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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CA
04/19/2024 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
06/26/2009 - 05/27/2011
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
11/09/2006 - 07/06/2007
PRIMEVEST FINANCIAL SERVICES, INC. (SANTA MONICA CA)
CA
02/27/2004 - 11/09/2006
DFC INVESTOR SERVICES (SANTA MONICA CA)
CA
11/06/2002 - 01/12/2004
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
NJ
09/03/2002 - 10/07/2002
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
03/10/1998 - 09/03/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 05/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/28/2003
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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