Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Kay Thomas is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC in Pittsburgh, PA. Sara has been in the financial services industry since 1987 and has a broad range of experience, including working with high-net-worth individuals and corporations. Sara is registered in Pennsylvania, Maryland, Ohio, West Virginia, and is a Registered Representative of FINRA and the state of Pennsylvania. Sara also holds the Series 7, Series 24, Series 31, Series 63, and Series 65 licenses. Sara provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
04/18/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Pittsburgh PA)
MD
05/08/2007 - 03/26/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOWSON MD)
MD
01/14/2005 - 05/11/2007
INTERSECURITIES, INC. (TOWSON MD)
NY
05/15/2000 - 01/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
09/01/1997 - 08/29/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
09/24/1987 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 06/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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