Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Dempsey is a financial advisor with over 40 years of experience in the industry. Currently registered with The Leaders Group, Inc., Sara is a Series 7, 63, 65, and 24 licensed professional. Sara's background includes roles at Dempsey Financial Network, Inc., InterSecurities, Inc., Philadelphia Life Asset Planning Company, and INA Security Corporation. Sara has an extensive history of working with clients in multiple states, and she is committed to providing personalized financial guidance to help clients achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/10/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
GA
07/20/1995 - 12/05/2023
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
FL
01/12/1994 - 07/28/1995
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IN
06/03/1983 - 01/14/1994
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
NA
12/14/1981 - 06/06/1983
INA SECURITY CORPORATION
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Sara Dempsey is the right advisor for you? Invested Better is here to help.
