Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Katherine Caldwell is a registered representative with Fidelity Brokerage Services LLC. Sara has been in the industry since August 1, 2022. Sara is registered in 53 states and holds the Series 63, Series 7TO, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/02/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sara Caldwell is the right advisor for you? Invested Better is here to help.
