Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Kahlene Hemmings is a financial advisor who has been in the industry since 2013. Sara is currently registered with Morgan Stanley in Colorado and Texas. Sara holds a Series 6, 7, 63, and 65 licenses, along with a SIE designation. Sara has a long history of experience in the financial services industry, including previous roles at Signator Investors, Inc. and Jackson National Life Distributors LLC. Sara specializes in financial planning, portfolio management for individuals, businesses, and investment companies. Sara provides educational seminars and services to a wide range of clients, including individuals, businesses, corporations, insurance companies, investment companies, and charitable organizations. Sara is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
04/15/2020 - Present
Morgan Stanley (Loveland CO)
MI
03/13/2015 - 07/01/2015
SIGNATOR INVESTORS, INC. (SOUTHFIELD MI)
CO
01/01/2013 - 06/27/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
Issued 03/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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