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Sara K Braun

Lincoln Financial Distributors, Inc.

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About Sara K Braun

Sara K. Braun is a financial professional with experience in the financial services industry since December 2009. Sara is currently registered with Lincoln Financial Distributors, Inc. in Fort Wayne, Indiana. Sara holds the Series 6, Series 63, and SIE licenses. Sara has previously been registered with Chase Investment Services Corp. in Fort Wayne, Indiana.

Firm Information

Sara Braun is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Braun’s Registration & Firm History

IN

03/07/2011 - Present

Lincoln Financial Distributors, Inc. (FORT WAYNE IN)

IN

12/03/2009 - 02/24/2011

CHASE INVESTMENT SERVICES CORP. (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 12/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara K Braun.
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