Unclaimed
Sara Arnold is a financial advisor with Commonwealth Financial Network. Sara has been in the financial services industry since June 11, 1999 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Sara has experience in fixed insurance sales, real estate investment, tax preparation and securities, advisory, and insurance business. Sara's specializations include investment planning, retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
08/01/2017 - Present
Commonwealth Financial Network (Albuquerque NM)
NM
05/15/2008 - 08/02/2017
INVEST FINANCIAL CORPORATION (ALBUQUERQUE NM)
NM
11/04/1999 - 05/15/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (ALBUQUERQUE NM)
CA
02/12/1999 - 07/06/1999
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 02/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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