Unclaimed
Sara Smith is a financial professional with experience in the financial services industry. Sara is currently registered with Equitable Distributors, LLC and is licensed in multiple states including North Carolina, Georgia, New York, Virginia, South Carolina and Wisconsin. Sara is Series 63, SIE, and Series 6TO licensed. Prior to joining Equitable Distributors, LLC, Sara was employed with BRIGHTHOUSE SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/03/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
07/03/2019 - 05/23/2022
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
BC
Issued 07/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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