Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Jean Cliff is an investment advisor representative who has been in the industry since March 24, 2006. Sara Cliff is currently registered with Cetera Investment Advisers LLC and is active in the state of Wisconsin. Sara Cliff has a background in securities and investment advising. She has previously held roles at FIRST ALLIED SECURITIES, INC. and FFP SECURITIES, INC. Sara Cliff holds Series 6, 63 and 65 licenses and has passed the SIE exam. Sara Cliff specializes in providing financial planning, pension consulting, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
11/12/2020 - Present
Cetera Investment Advisers LLC (WAUWATOSA WI)
WI
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WAUWATOSA WI)
MO
03/24/2006 - 05/30/2008
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 6/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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