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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Jane Andres is a financial advisor currently registered with Sharebuilder 401k. Sara Jane is licensed to provide financial services in South Dakota and Washington. She has been in the industry since 2001. Prior to joining Sharebuilder 401k, Sara Jane worked at several other firms including Benchmark Investments, LLC, M Financial Securities Marketing, Inc., and TD Ameritrade, Inc. Sara Jane holds several securities licenses including Series 7, 63, 65, 52TO, 57TO, 14, and 53. She is also a compliance officer. Sara Jane is experienced in providing financial advice and services to individuals and businesses. She is also an expert witness. Sara Jane Andres is committed to providing her clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
03/04/2021 - Present
Sharebuilder 401k (Spearfish SD)
NY
03/16/2022 - 06/16/2022
DEALMAKER SECURITIES (MELVILLE NY)
NY
05/04/2020 - 02/04/2022
BENCHMARK INVESTMENTS, LLC (NEW YORK NY)
OR
06/19/2017 - 07/21/2018
M FINANCIAL SECURITIES MARKETING, INC. (PORTLAND OR)
OR
06/19/2017 - 07/20/2018
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
WA
09/04/2013 - 02/03/2016
CAPITAL ONE INVESTING, LLC (SEATTLE WA)
NE
05/10/2012 - 07/31/2013
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NE
04/19/2006 - 04/17/2012
TD AMERITRADE, INC. (OMAHA NE)
NE
01/03/2002 - 04/17/2012
TD AMERITRADE CLEARING, INC. (OMAHA NE)
IL
06/26/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
NE
05/29/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
IA
Issued 12/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2024
Series 14 - Compliance Officer Examination
BC
Issued 01/12/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/2024
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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