Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Wenzel is a financial advisor at Raymond James & Associates, Inc. Sara has been in the financial industry for over 17 years. Sara has a Series 63 license as well as a Series 7 and SIE license. Sara previously worked at MML Investors Services, LLC, The Oak Ridge Financial Services Group, Inc., RBC Capital Markets, LLC and Ameritas Investment Corp. Sara is currently registered with the state of Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/08/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MN
03/25/2022 - 12/13/2022
MML INVESTORS SERVICES, LLC (Plymouth MN)
MN
06/27/2019 - 03/10/2022
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (Woodbury MN)
MN
07/31/2013 - 07/08/2019
RBC CAPITAL MARKETS, LLC (ST. PAUL MN)
MN
08/23/2005 - 08/09/2013
AMERITAS INVESTMENT CORP. (WEST LAKELAND MN)
BC
Issued 04/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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