Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Hughes is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Sara Hughes has been in the industry since 2006. Sara Hughes has passed the Series 66, Series 7 and SIE exams. Sara Hughes has previously worked at Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sara Hughes is registered in 40 states and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2011. Sara Hughes specializes in providing investment advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
09/16/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BURLINGTON VT)
NY
12/20/2006 - 01/22/2008
SANFORD C. BERNSTEIN & CO., LLC (WHITE PLAINS NY)
TN
04/28/2004 - 12/31/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
06/07/2001 - 08/27/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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