Unclaimed
Sara Rudolph is a registered representative with Cetera Advisors LLC. Sara has been working in the financial services industry since April 28, 2019. Sara has been registered with Cetera Advisors LLC since March 10, 2023. Sara is licensed to sell securities in California and Colorado. Prior to joining Cetera Advisors LLC, Sara was registered with Robinhood Financial, LLC and TD Ameritrade, Inc. Sara holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/10/2023 - Present
Cetera Advisors LLC (GREENWOOD VILLAGE CO)
CO
08/31/2021 - 08/10/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CA
02/06/2018 - 01/06/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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