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Sara Hollis Rudolph

Cetera Advisors LLC

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About Sara Hollis Rudolph

Sara Rudolph is a registered representative with Cetera Advisors LLC. Sara has been working in the financial services industry since April 28, 2019. Sara has been registered with Cetera Advisors LLC since March 10, 2023. Sara is licensed to sell securities in California and Colorado. Prior to joining Cetera Advisors LLC, Sara was registered with Robinhood Financial, LLC and TD Ameritrade, Inc. Sara holds the Series 7, Series 63 and SIE licenses.

Firm Information

Sara Rudolph is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Rudolph’s Registration & Firm History

CO

03/10/2023 - Present

Cetera Advisors LLC (GREENWOOD VILLAGE CO)

CO

08/31/2021 - 08/10/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

CA

02/06/2018 - 01/06/2021

TD AMERITRADE, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 02/13/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Hollis Rudolph.
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