Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Wiltshire is a registered representative associated with Smbc Nikko Securities America, Inc. Sara holds Series 79TO, SIE and Series 63 licenses. Sara has been in the industry since March 31, 2024, and has a Branch Office location in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/01/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 07/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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