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Sara Elizabeth Gerber

Fidelity Brokerage Services LLC

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About Sara Elizabeth Gerber

Sara Elizabeth Gerber is a financial advisor with Fidelity Brokerage Services LLC. Sara Gerber is registered with FINRA and holds the Series 7, Series 10, Series 9, Series 63, and SIE licenses. Sara Gerber has been in the financial services industry for over a year. Sara Gerber has been with Fidelity Brokerage Services LLC for over a year.

Firm Information

Sara Gerber is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Gerber’s Registration & Firm History

CO

09/23/2021 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/12/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Sara Elizabeth Gerber. Review regulatory record here.
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