Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Carvalho is a registered representative and investment advisor representative with MMA Securities LLC. Sara has been with MMA Securities LLC since January 2016. Prior to that, Sara was with MMC Securities Corp. from August 2015 to January 2016. Sara has been in the securities industry since September 11, 2003. Sara is registered in Connecticut, Hawaii, Maryland, Massachusetts, New Hampshire, New York, Rhode Island, and Texas. Sara has passed the Series 6, 7, 63, and 66 exams. Sara has also passed the SIE exam. Sara has a current employment with MMA Securities LLC, located in Boston, MA. Sara is also a member of the UMass Lowell School/College Advisory Board for the College of Fine Arts, Humanities and Social Sciences. Sara's specializations include retirement planning, investment planning and education planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MA
09/05/2023 - Present
MMA Securities LLC (Boston MA)
MA
09/10/2015 - 01/06/2016
MMC SECURITIES CORP. (BOSTON MA)
MA
01/02/2015 - 07/25/2015
GWFS EQUITIES, INC. (ANDOVER MA)
MA
04/15/2008 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
11/30/2000 - 03/31/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
05/18/2000 - 10/04/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 09/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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