Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Elizabeth Bravo is a financial advisor with over 20 years of experience. Sara has a Series 66, Series 65 and Series 63 license. She also has principal exams in Series 9, Series 10, and Series 24. Sara is a registered representative of Raymond James & Associates, Inc. and has been with them since May of 2017. Previously, Sara worked for Capital Institutional Services, Inc. and Eверен Securities, Inc. Sara has a wide range of experience in the financial services industry, and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/21/2018 - Present
Raymond James & Associates, Inc. (Dallas TX)
TX
05/26/1999 - 03/14/2006
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
MO
05/11/1998 - 06/09/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
06/05/1995 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BOTH
Issued 08/20/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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