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Sara Catherine Erskine

Northwestern Mutual Investment Services, LLC

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About Sara Catherine Erskine

Sara Catherine Erskine is a financial advisor with Northwestern Mutual Investment Services, LLC. Sara has been in the financial services industry since April 2008. Sara is registered to provide investment advice in Tennessee. Sara is licensed to offer securities in 51 states. Sara earned their Series 6, 7, 9, 10, 63 and 65 licenses. Sara has previously worked at Woodbury Financial Services, Inc.

Firm Information

Sara Erskine is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sara Erskine’s Registration & Firm History

TN

05/30/2013 - Present

Northwestern Mutual Investment Services, LLC (MEMPHIS TN)

TN

02/14/2008 - 12/21/2012

WOODBURY FINANCIAL SERVICES, INC. (GERMANTOWN TN)

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Licenses & Designations

IA

Issued 05/28/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/27/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/13/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Catherine Erskine.
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