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Sara Catalina Gaitan

Itau International Securities Inc.

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About Sara Catalina Gaitan

Sara Catalina Gaitan is a financial professional with over 18 years of experience in the securities industry. Sara is currently a registered representative with Itau International Securities Inc. Sara has previously held positions at Citigroup Global Markets Inc. and Citicorp Investment Services. Sara holds the Series 4, 7, 9, 10, 14, 24 and 66 licenses and is registered to conduct business in Florida.

Firm Information

Sara Gaitan is currently registered with Itau International Securities Inc.. Itau International Securities Inc. is a corporation registered with the SEC and in five states. Founded in 2007, the firm provides investment advisory services for individuals, pooled investment vehicles, and businesses. They offer portfolio management services and operate a wrap fee program. Itau International Securities Inc. manages approximately $59,632,307 in regulatory assets under management for 31 clients, including 14 high-net-worth individuals and 13 corporations.

$59.63M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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family office services

Family office services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Sara Gaitan’s Registration & Firm History

FL

03/31/2010 - Present

Itau International Securities Inc. (MIAMI FL)

FL

05/29/2007 - 03/12/2009

CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)

FL

01/15/2004 - 05/29/2007

CITICORP INVESTMENT SERVICES (MIAMI FL)

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Licenses & Designations

BOTH

Issued 03/10/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/07/2014

Series 4 - Registered Options Principal Examination

BC

Issued 06/03/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/07/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/13/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Catalina Gaitan.
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