Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara caitlyn? Claim Your ProfileSara Caitlyn Halliday is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Sara Caitlyn has been in the industry since January 7, 2017. Sara Caitlyn is registered with the Securities and Exchange Commission and has a Series 7, 63, and 66 licenses. Sara Caitlyn is also registered to provide investment advice in North Carolina and Texas. Sara Caitlyn specializes in providing investment advice to individuals, businesses, corporations, charitable organizations, insurance companies, and pension plans. Sara Caitlyn's services include portfolio management, financial planning, performance measurement reports, allocation modeling, and research reports. Sara Caitlyn is a valuable resource for individuals and businesses seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/02/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
12/20/2016 - 07/28/2017
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 09/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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