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Sara Brunegraff

National Financial Services LLC

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About Sara Brunegraff

Sara Brunegraff is a financial advisor registered with National Financial Services LLC and Digital Brokerage Services LLC. Sara has been in the securities industry since 2012. She holds a Series 7, Series 9, Series 10, Series 63, and SIE license. Sara is currently registered to provide securities-related advice and services in all states of the United States. Sara is also registered with Fidelity Brokerage Services LLC in Covington, Kentucky.

Firm Information

Sara Brunegraff is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Brunegraff’s Registration & Firm History

KY

01/31/2023 - Present

National Financial Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 11/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/31/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sara Brunegraff.
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