Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Anne Soucie is a financial advisor with over 18 years of experience in the industry. Sara is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with SunTrust Investment Services, Inc., Chase Investment Services Corp., Banc One Securities Corporation and American Express Financial Advisors Inc. Sara specializes in providing investment advisory services, portfolio management, and financial planning to individuals, businesses, and institutions. She is a licensed securities professional and holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/25/2023 - Present
Wells Fargo Clearing Services, LLC (EXTON PA)
TN
08/16/2007 - 01/29/2013
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
MI
07/06/2005 - 06/06/2007
CHASE INVESTMENT SERVICES CORP. (OKEMOS MI)
IL
04/29/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
07/15/2004 - 03/21/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/15/2004 - 03/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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