Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Anne Shultis is a financial advisor who joined UBS Securities LLC in August 2024. Sara has passed the Series 79TO and SIE exams, which are required for a financial advisor to practice in the securities industry. Sara holds an active Series 79TO and SIE registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/23/2024 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/09/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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