Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Anne Paulson is a financial advisor with Assetmark, Inc. in Concord, California. Sara Paulson has been working in the financial services industry since 1989. She is a registered representative with FINRA and a registered investment advisor representative. Sara Anne Paulson's areas of expertise include portfolio management for individuals, investment companies, and pension consulting. She also provides selection of other advisers. Sara Anne Paulson has experience working with high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/07/2022 - Present
Assetmark, Inc. (CONCORD CA)
CO
10/14/2010 - 09/16/2015
CURIAN CLEARING, LLC (DENVER CO)
WA
02/16/2001 - 12/03/2008
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)
WI
02/18/1992 - 02/23/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
01/28/1991 - 06/19/1992
GLOBAL CAPITAL SECURITIES, INC.
MO
03/26/1991 - 03/19/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
06/27/1988 - 01/15/1991
DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)
NY
11/25/1987 - 06/08/1988
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BOTH
Issued 09/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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