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Sara Anne Albert

Nationwide Investment Services Corp.

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About Sara Anne Albert

Sara Albert is a financial professional with over 15 years of experience in the industry. Sara holds the Series 6, 7, and 63 licenses as well as the SIE. Sara is currently registered with Nationwide Investment Services Corp. in Columbus, Ohio, where she has been employed since 2011. Previously, Sara was employed by Nationwide Securities, LLC, Park Avenue Securities LLC and MetLife Securities Inc. Sara is registered with the state of Indiana.

Firm Information

Sara Albert is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sara Albert’s Registration & Firm History

OH

06/16/2011 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

09/08/2010 - 05/24/2011

NATIONWIDE SECURITIES, LLC (DUBLIN OH)

OH

12/09/2008 - 08/18/2010

PARK AVENUE SECURITIES LLC (COLUMBUS OH)

OH

08/06/2007 - 11/20/2008

METLIFE SECURITIES INC. (DUBLIN OH)

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Licenses & Designations

BC

Issued 03/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2009

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sara Anne Albert.
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