Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sara? Claim Your ProfileSara Ann Springer is an investment advisor representative who works at Robert W. Baird & Co. Inc. based in Evansville, Indiana. Sara has been in the industry for 11 years and is registered with 31 states, FINRA and the state of Indiana as an Investment Advisor Representative. Sara obtained Series 7TO, Series 63 and Series 65 licenses, and holds a Series 66 license. Sara is licensed to provide securities advice and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IN
01/05/2022 - Present
Robert W. Baird & Co. Inc. (EVANSVILLE IN)
IA
Issued 01/05/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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