Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sapan? Claim Your ProfileSapan Shah is a registered representative with Rothschild & Co. US Inc. Sapan has been in the financial services industry for over 2 years. Sapan is licensed in New York. Sapan holds the Series 63, Series 79TO, and SIE licenses. Sapan was previously employed with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2023 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
10/28/2021 - 12/13/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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