Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Saori? Claim Your ProfileSaori Takada is a registered representative of SMBC Nikko Securities America, Inc. with over 10 years of experience in the financial services industry. Saori holds Series 63, 79 and SIE licenses. Prior to joining SMBC Nikko, Saori worked at MIZUHO SECURITIES USA LLC. Saori is currently registered in 51 states and is active in both the broker-dealer and investment advisor space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/08/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/06/2017 - 01/19/2024
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
10/04/2012 - 07/14/2016
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 12/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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